Did you Purchase GWG L Bonds from Tony Barouti?
On September 9, 2022, attorney Marc Fitapelli announced that MDF Law represents over 40 clients of Tony Barouti. These clients have lost more than $5 million investing in GWG L Bonds and their cases are currently pending before the Financial Industry Regulatory Authority, or FINRA, in Los Angeles, California. If you invested more than $100,000 […]
Emerson Equity Fined and Ordered to Pay Investors Restitution
FINRA recently announced that Emerson Equity and its principal have agreed to a fine. Here are the details: From January 2015 through June 2020, the firm allegedly failed to supervise the short term trading of class A and B mutual funds. This practice is known as “mutual fund switching” and resulted in customers paying more […]