Randy Moshtael Allegedly Charged Excessive Commissions
Randy Moshtael (CRD# 1036474), a broker registered with Oppenheimer & Company, charged excessive commissions, according to an investor dispute. MDF Law is investigating the Los Angeles-based financial professional for similar conduct. If you are a current or former customer with concerns about your portfolio, we encourage you to reach out for a free consultation. Continue […]
Jim Turpin, USA Financial Broker, Involved in Theft Allegations
Jim Turpin (CRD# 5937001), formerly a broker registered with USA Financial Securities Corporation, committed forgery and theft, according to an investor dispute. MDF Law is investigating the former Haddonfield, New Jersey-based financial professional for similar conduct. Investors who suffered losses in their accounts should contact us for a free consultation. To learn more about Mr. […]
Jim Geake Allegedly Recommended Unsuitable REITS
Jim Geake (CRD# 2629008), a broker registered with Madison Avenue Securities, recommended unsuitable alternative investments, according to investor disputes. MDF Law is investigating the Skokie, Illinois-based financial professional, who does business as Wayne Messmer & Associates, for similar conduct. We urge investors with concerns about their portfolios to reach out for a free consultation. Continue […]
Sebastian Bongiovanni Investigated by FINRA
Sebastian Bongiovanni (CRD# 4398600), formerly a broker registered with Spartan Capital, violated securities industry rules, according to proposed allegations. MDF Law is investigating the former New York City-based financial professional for similar conduct. If you are a former client with concerns about your accounts, reach out for a free consultation. Continue reading this post to […]
Jihoon Park, Former MML Broker, Allegedly Converted Funds
Jihoon Park (CRD# 6535514), formerly a broker registered with MassMutual, made unsuitable investment recommendations and converted funds, according to an investor dispute. MDF Law is investigating the former Fairfax, Virginia-based financial professional for similar conduct. Former clients with concerns about their investments are encouraged to call us for a free consultation. To learn more about […]
Did You Invest in Zona Energy Through Arete Wealth?
MDF Law is investigating customer complaints related to Arete Wealth Management’s recommendation of Zona Energy Inc. The law firm is interested in speaking to anyone who invested in Zona Energy, Inc. between October 2019 and May 2020. Call us at 800-767-8040 for a free and confidential consultation. The Allegations Against Arete Wealth The Securities and […]
Baris Cavalar Charged by the Securities and Exchange Commission
MDF Law is investigating customer complaints against Baris Cabalar, a registered representative with PHX Financial, Inc., for promoting a high-frequency, short-term trading strategy to clients without a sound justification. The investigation is predicated on a complaint filed by the Securities and Exchange Commission. If you lost money investing, contact our attorneys for a free and […]
Jeffrey Arsenault of Greenwich Misappropriated Client Funds
MDF Law is investigating customer complaints against Jeffrey Arsenault, Old Greenwich Capital Advisors, LLC and OGCP Management Co, LLC. If you lost money investing with any of the foregoing, call 800-767-8040 for a free and confidential consultation with one of our attorneys. The Allegations Explained The Securities and Exchange Commission (SEC) has filed charges against […]
Jeffrey Higgins Allegedly Misappropriated Funds Since 2007
Jeffrey Higgins (CRD# 2871443), formerly a broker registered with Western International Securities, misappropriated customer funds, according to several investor disputes. MDF Law is investigating the former Baker City, Oregon financial professional for similar conduct. If you have concerns about your accounts, please contact us for a free consultation. To learn more about the allegations against […]
Attention Gerry Linarducci’s Drive Planning Investors
MDF Law is investigating customer complaints related to Gerry Linarducci’s recommendation of Drive Planning and REAL (real estate acceleration loans). MDF Law is investigating investor complaints against Gerry Linarducci related to his marketing and sale of REAL (Real Estate Acceleration Loans) through a company called Drive Planning. On August 13, 2024, the Securities and Exchange […]