Arkansas Fines John Townshend and Palm Beach Capital Corp. over Investment Fund
The Arkansas Securities Commissioner recently announced a fine against John Townshend (CRD 2784752) and Palm Beach Capital Corp. The following information is based on public disclosures provided by the Financial Industry Regulatory Authority and Securities and Exchange Commission. The information was last accessed on March 31, 2022. Important Information About John Townshend He is currently […]
Bill Barnett Enters Consent Order With Arkansas
Bill Barnett (CRD # 1719440) and Security Asset Management entered into a consent order with the state of Arkansas. The order involves Bill Barnett’s recommendation of non-traditional ETFs, penny stocks and large customer concentrations in Galectin Therapeutics, which traded under the symbol GALT. Did You Lose Money with Bill Barnett? Notice: JavaScript is required for […]