Ray Anthony, Arete Broker, Allegedly Breached Duties
Ray Anthony (CRD# 4565686), a broker registered with Arete Wealth Management, misrepresented investments, according to a recent investor complaint. MDF Law is investigating the Sunrise, Florida-based financial professional, who does business as Fincadia, for similar conduct. If you have concerns about investments he recommended, contact us for a free consultation. Continue reading this post to […]
Arete’s Shane McMillan Involved in More Customer Complaints
Shane McMillan (CRD# 5126963), a broker registered with Arete Wealth Management, allegedly made unsuitable investment recommendations. This allegation is disclosed in his BrokerCheck report, a Financial Industry Regulatory Authority (FINRA) record accessed on July 11, 2023. As this record shows, the Englewood financial professional has been involved in several investor disputes. More information about his […]