Michael Romano Involved in Suitability Disputes
Michael Romano (CRD# 734293), formerly a broker registered with Arete Wealth Management, has been involved in more than a dozen investor disputes alleging unsuitable investment recommendations. MDF Law is investigating the former Nashville, Tennessee-based financial professional for similar conduct. If you are a former client with concerns about your investments, contact us for a free, […]
Jason Lamb, Arete Broker, Allegedly Sold Unsuitable Investments
Jason Lamb (CRD# 3248356), a broker registered with Arete Wealth Management, recommended unsuitable investments, according to recent investor disputes. MDF Law is investigating the Nashville, Tennessee-based financial professional for similar conduct. Current or former clients with concerns about their account are urged to contact us for a free consultation. To learn more about Mr. Lamb’s […]
Micah Rayner, Arete Broker, Involved in Suitability Disputes
Micah Rayner (CRD# 6252596), a broker registered with Arete Wealth, recommended unsuitable investments, according to recently filed disputes. MDF Law is investigating the Nashville, Tennessee-based financial professional for similar conduct. If you suffered losses in your accounts, contact us for a free, confidential discussion about potential recovery options. The following post contains additional information about […]
Ray Anthony, Arete Broker, Allegedly Breached Duties
Ray Anthony (CRD# 4565686), a broker registered with Arete Wealth Management, misrepresented investments, according to a recent investor complaint. MDF Law is investigating the Sunrise, Florida-based financial professional, who does business as Fincadia, for similar conduct. If you have concerns about investments he recommended, contact us for a free consultation. Continue reading this post to […]
Arete’s Shane McMillan Involved in More Customer Complaints
Shane McMillan (CRD# 5126963), a broker registered with Arete Wealth Management, allegedly made unsuitable investment recommendations. This allegation is disclosed in his BrokerCheck report, a Financial Industry Regulatory Authority (FINRA) record accessed on July 11, 2023. As this record shows, the Englewood financial professional has been involved in several investor disputes. More information about his […]