LPL Financial Fined $6.5 Million By FINRA
FINRA fined LPL Financial $6.5 million in December 2020. The fine relates to conduct that occurred from January 2014 to September 2019.
FINRA fined LPL Financial $6.5 million in December 2020. The fine relates to conduct that occurred from January 2014 to September 2019.