LPL Financial Fined $6.5 Million By FINRA

by Admin Istrator | November 15, 2021 1:29 am

FINRA fined LPL Financial $6.5 million in December 2020. The fine relates to conduct that occurred from January 2014 to September 2019.

2018059192701-LPL-Financial-LLC-CRD-6413-AWC-va-2021-1612052398183[1]Download[2]

Did You Lose Money Investing With LPL Financial?

Endnotes:

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