Simon Joseph Former Truist Broker Accused of Unauthorized Trades
![LPL Financial Fined Over Advisor's Fraud](https://mdf-law.com/wp-content/uploads/2021/12/Sanction-1024x652.jpg)
Simon Joseph (CRD# 5602157), a broker registered with Momentum Independent Network, is involved in a dispute he made unauthorized trades, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. This record, accessed on June 22, 2023, notes that the Richmond-based financial professional resigned from Truist Investment Services over alleged misconduct. Complaints Involving Simon Joseph […]