Wray Rodgers Barred Over Alleged Misuse of Customer Funds

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Wray Rodgers (CRD# 2842993), formerly a broker registered with Vining Sparks, allegedly refused to cooperate with an investigation into potential misuse of customer funds. This allegation can be found in his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, accessed on July 22, 2023. FINRA barred the former Memphis financial advisor over these and other allegations. […]