Peter Cunningham Enters Consent Order over UIT Sales

Oklahoma Regulators Censured Robert Franden Over Discretionary Trading

Beverly Hills, California advisor Peter Cunningham (CRD #2400211) entered into a consent order with the state of California. The order resolves complaints related to short term trading of UITs at StockCross. According to information accessed from FINRA on November 11, 2021, Peter Cunningham is currently registered with Muriel, Siebert & Co. as well as Siebert […]