Mark Post Allegedly Engaged in Unapproved Outside Business
Mark Post (CRD# 6510445), an investment adviser registered with Zero Day Capital, participated in unapproved outside business activities, according to allegations by a former member firm. MDF Law is investigating the Yukon, Oklahoma financial professional for similar conduct. To discuss concerns about your accounts, call us today for a free consultation. More information about the […]
Bert Takita Resigns from Equitable Advisors Amid Investigation
Bert Takita (CRD# 5852632) departed Equitable Advisors following allegations he failed to report an outside business activity, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile. MDF Law is investigating the former Honolulu broker for allegations of similar conduct. If you lost money working with him, you should contact our law office as soon […]