Merrill Lynch Fined Over MSRB Rule Violations


The Financial Industry Regulatory Authority, or FINRA, recently announced that Merrill Lynch was fined. Here is more information about the fine: The fine against Merrill Lynch covers activity from February 2015 through June 2021. FINRA alleged that Merrill Lynch violated MDRB Rule G-27 as well as FINRA Rule 2010. Merrill Lynch paid a fine of […]