LPL’s Robert Li Involved in Second Investor Complaint
Robert Li (CRD # 4068255) is the subject of a second customer complaint concerning the use of margin, according to records accessed from the Financial Industry Regulatory Authority, or FINRA. Mr. Li is currently associated with LPL Financial in Naperville, Illinois. He is also affiliated with a company called RL Wealth Management Group. This article […]
Investor Alleges Over $1 Million in Damages Over Chad Collins’s Misuse of Margin
Stone Beacon Capital advisor Chad Collins (CRD# 2597677) is involved in pending customer complaints alleging almost $4 million in damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 15, 2021, Mr. Collins is currently registered as a broker and investment adviser with Kestra Investment Services in Carlsbad, California. Pending […]