John Perez-Cubano Allegedly Misappropriated Funds
John Perez-Cubano (CRD# 6674954), formerly a broker registered with Morgan Stanley, refused to cooperate with an investigation into an alleged unauthorized disbursement, according to a recent enforcement action. MDF Law is investigating the former Short Hills, New Jersey-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free […]
Ashlee Godfrey Barred by FINRA: Misrepresentation Allegations
Ashlee Godfrey (CRD# 5889108), formerly a broker registered with Benjamin F. Edward & Company, misrepresented investments, according to a recent regulatory sanction. MDF Law is investigating the former Dalton, Georgia-based financial professional for similar conduct. If you have concerns about your investments, contact us for a free consultation. To learn more about Ms. Godfrey’s professional […]
Michael Coyne Involved in Equity-Linked Note Allegations
Michael Coyne (CRD# 4674176), a broker registered with First Trust Portfolios, is involved in numerous investor disputes stemming from equity-linked note investments. MDF Law is currently investigating the Phoenix, Arizona-based financial professional for conduct related to these notes. If you have concerns regarding your investments, contact us for a free consultation. Details about Mr. Coyne’s […]
Sean Mostero Allegedly Had “Inappropriate Relationship” with Client
Sean Mostero (CRD# 6447158), formerly a broker registered with LPL Financial, allegedly engaged in an inappropriate relationship with a client, according to an investor dispute. MDF Law is investigating the former Torrance, California financial professional for similar conduct. If you have concerns about investments you made with him, contact us for a free consultation. To […]
Andy Egber Allegedly Refused to Cooperate with Theft Inquiry
Andy Egber (CRD# 1894585), formerly a broker registered with Steward Partners, refused to cooperate with an investigation into theft allegations, according to a regulatory sanction. MDF Law is investigating the former Bethesda, Maryland financial professional for similar conduct. We encourage investors to contact us for a free consultation if they have concerns about their accounts. […]
Michael Archimede Barred after Customer Loan
Michael Archimede (CRD# 5701306), formerly a broker registered with PFS Investments, refused to cooperate with an investigation into whether he borrowed customer funds, according to a disciplinary action. MDF Law is currently investigating the former Waukesha, Wisconsin-based financial advisor for allegations of similar conduct. If you have concerns about your accounts, please reach out for […]
Doron Kochavi Suspended over Trading Allegations
Doron Kochavi (CRD# 1011155), formerly a broker registered with Western International Securities, mischaracterized securities transactions, according to a disciplinary action against him. MDF Law is investigating the former Pasadena, California-based financial professional for similar conduct. We urge investors with concerns about their accounts to contact us for a free consultation. To learn more about the […]
KB Diversified Healthcare Investors
Free Attorney Consultations for KB Diversified Healthcare Investors If you or someone you know lost money investing in KB Diversified Healthcare offerings, MDF Law wants to speak with you. KB Diversified Healthcare is the name given to several DSTs, or Delaware statutory trusts, offered by KB Exchange Trust. Our attorneys are investigating legal claims on […]
William Weisbrod Barred over Allegedly Risky Strategy
William Weisbrod (CRD# 812664), formerly a broker registered with Purshe Kaplan Sterling, breached his fiduciary duties, according to a recent disciplinary action. MDF Law is currently investigating the Fairfield, New Jersey-based financial professional for similar conduct. We encourage investors with concerns to contact us immediately. For more information about the allegations against Mr. Weisbrod, who […]
Sara Qazi: FINRA Suspends Raymond James Broker
Sara Qazi (CRD# 4118177), a broker registered with Raymond James & Associates, participated in an unapproved private securities transaction, according to a disciplinary action. MDF Law is investigating the Beverly Hills-based financial professional for similar conduct. We encourage investors with concerns about their accounts to contact us as soon as possible. Details regarding the allegations […]