George Snyder Suspended over Exchange-Traded Product Sales

Corporate Board Member’s Duties and Obligations

George Snyder (CRD# 4276539), formerly a broker registered with Ameriprise Financial, violated Regulation Best Interest, according to a recent sanction. MDF Law is investigating the former Springfield, Missouri-based financial professional for similar conduct. If you have concerns about investments in your accounts, call us for a free consultation with an attorney. To learn more about […]

Matthew Childs Suspended over Risky Investments

Numbers-on-Spreadsheet

Matthew Childs (CRD# 3110916), a broker registered with Portsmouth Financial Services, recommended non-traditional exchange-traded products without a reasonable basis, according to a recent sanction. MDF Law is investigating the San Francisco financial professional for similar conduct. If you have concerns about your accounts, contact us for a free consultation.  To learn more about the allegations […]