Sean McCabe Suspended over Alleged Trading Violations
Sean McCabe (CRD# 5479643), a broker registered with Network 1 Financial Securities, excessively and unsuitably traded a customer’s account, according to a regulatory sanction. MDF Law is investigating the Hauppauge, New York-based financial professional for similar conduct. If you suffered losses on transactions he recommended, contact us for a free consultation about your recovery options. […]
Gus Tsamos, Spartan Adviser, Allegedly Made Excessive Trades
Gus Tsamos (CRD# 2782014), formerly a broker registered with Spartan Capital Securities, recommended excessive and unsuitable trades, according to a recent sanction. MDF Law is investigating the former Garden City, New York-based financial professional for similar conduct. Former clients who suffered losses should call our firm for a free, confidential consultation. More information about the […]
George Apollo Allegedly Made Excessive Trades
George Apollo (CRD# 3101928), formerly a broker registered with Spartan Capital Securities, made excessive and unsuitable trades, according to a recent disciplinary action. MDF Law is investigating the former Garden City, New York-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free, confidential consultation. To learn more […]
Tory Duggins Allegedly Made Excessive Trades
Tory Duggins (CRD# 4556340), formerly a broker registered with Spartan Capital Securities, recommended unsuitable and excessive trades to senior customers, according to an investor dispute. MDF Law is investigating the former New York City-based broker for similar conduct. We urge investors with concerns about their accounts to call us for a free consultation. To learn […]
Drew Reinhardt Allegedly Made Excessive Trades
Drew Reinhardt (CRD# 1457827), a broker registered with Morgan Stanley, made excessive trades, according to a recent, denied investor dispute. MDF Law is investigating the Doylestown, Pennsylvania-based financial professional for similar conduct. We encourage investors to contact us if they have concerns about their accounts. To learn more about the history of investor disputes involving […]
Viqas Akhtar Allegedly Made Excessive, Unauthorized Trades
Viqas Akhtar (CRD# 5624412), a broker registered with B. Riley Wealth Management, made unauthorized and excessive trades, according to an investor dispute. MDF Law is investigating the Miami-based financial professional for similar conduct. Investors with concerns should contact us immediately for a free consultation. To learn more about the disputes involving Mr. Akhtar, continue reading […]
Troy Orlando Suspended over Excessive Trading Allegations
Troy Orlando (CRD# 6055474), formerly a broker registered with Craft Capital Management, recommended excessive, unsuitable transactions in a customer’s account, according to a recent disciplinary action. MDF Law is investigating the former New York City-based financial professional for similar conduct. We urge investors with concerns about their accounts to contact us as soon as possible. […]
Marty Valade Involved in Excessive Trading Dispute
Marty Valade (CRD# 1532673), a broker registered with Woodbury Financial Services, is embroiled in an investor dispute alleging excessive trades. MDF Law is investigating the Cypress, California-based broker, who does business as Murphy Financial Services, for similar conduct. Investors who have concerns should contact us immediately. More information about his background and alleged misconduct can […]
Mario Divita Suspended by FINRA
Mario Divita (CRD# 1504199) was recently sanctioned by the Financial Industry Regulatory Authority (FINRA) over alleged supervisory failures. According to his FINRA BrokerCheck report, last accessed on December 15, 2021, Mr. Divita is registered with Traderfield Securities in Flushing, New York. FINRA: Mario Divita Failed to Detect Red Flags of Excessive Trading In November 2021 […]