Eric Cobb, SeaCrest Wealth Named in SEC Charges
Eric Cobb (CRD# 2623064), formerly an investment adviser registered with SeaCrest Wealth Management, engaged in a fraudulent cherry-picking scheme, according to recent charges. MDF Law is investigating the former Spartanburg, South Carolina-based financial professional for similar conduct. Former clients with concerns about their accounts are urged to call us for a free, confidential consultation. To […]
Bill Carlton & Hans Hernandez Charged in Cherry-Picking Schemes
Bill Carlton (CRD# 1215541) and Hans Hernandez (CRD# 2109614), formerly brokers registered with Cetera Advisors and First Allied Securities, defrauded their customers, according to Securities and Exchange Commission charges. MDF Law is investigating the financial professionals for similar conduct. If you have concerns about investments in your accounts, contact us for a free and confidential […]