SEC Files Complaint Against CapWealth Advisors and Tim Pagliara

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CapWealth Advisors principal Tim Pagliara (CRD# 733637) has been charged by the Securities and Exchange Commission in connection to his firm’s mutual fund sales practices. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 15, 2022, he was previously registered as a broker with CapWealth Investment Services in Franklin, Tennessee. His […]