FINRA: Steven Caputo Has Customer Complaints

M Financial Planning Enters Consent Agreement with Pennsylvania

Steven Caputo (CRD# 2133741) has been involved in customer disputes and is currently not registered as a broker or an investment adviser. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on December 1, 2021, Mr. Caputo was most recently registered with Morgan Stanley’s branch office in Stamford, Connecticut. Customer: Caputo Made Unsuitable […]