Matt Peacock Allegedly Misrepresented Activision Bonds
Matt Peacock (CRD# 5834481), formerly a broker registered with Ameriprise, misrepresented an investment in Activision bonds, according to an investor dispute. MDF Law is investigating the former Pensacola, Florida-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free, confidential consultation.
To learn more about the allegations against Mr. Peacock, continue reading this post. The information below is based on an October 2, 2024 review of his BrokerCheck profile.
Pending Dispute Seeks 6-Figure Damages
In 2024, two parties of investors filed disputes involving Mr. Peacock that are still pending. While one alleges that he misrepresented the performance potential of Activision bonds, the other alleges that he purchased Activision bonds without authorization. The disputes seek cumulative damages of more than $671,000.
Past Dispute Alleged Incorrect Information
The above-described pending disputes are not the only ones in Mr. Peacock’s professional history. On September 3, 2024, another investor lodged a dispute alleging that he provided “incorrect information” in relation to bond purchases in December 2022 and January 2023. On September 6, 2024, his member firm settled the disputes for $16,694.55.
Why Did Ameriprise Fire Matt Peacock?
On April 4, 2024, Ameriprise Financial Services fired Mr. Peacock, according to his BrokerCheck profile. As a disclosure by the firm explains, it terminated his registration following allegations that he “fail[ed] to follow direction from the firm.”
Broker’s Profile Outlines Experience
In Mr. Peacock’s LinkedIn profile, he outlines his goals and areas of focus as a financial professional, including retirement planning strategies and charitable giving. “As a Christian Financial Advisor, I specialize in faith-based financial planning and advice,” he writes in his “About” section. “I draw on my knowledge, experience and biblical principles to help you address the issues important to you and your family.”
FINRA: Peacock Last Based in Pensacola, Florida
Matt Peacock launched his career as a broker in 2010. That year, he joined Edward Jones’ branch office in Pensacola, Florida. Nine years later, he departed the firm for Ameriprise Financial Services’ office in Pensacola. He remained at Ameriprise until his firing in 2024. Since leaving the firm, he has not registered with any other broker-dealer or investment adviser firm. With 13 years of experience as a broker, he has completed three industry exams, including the Series 66 and the Series 7.
Investors Have Rights, MDF Law Defends Them
Are you a current or former client of Matt Peacock with complaints about your portfolio? Were your accounts inadequately diversified, or did your broker execute transactions without your authorization?
You may have grounds to undertake a FINRA arbitration proceeding to recover lost funds. MDF Law’s seasoned broker fraud attorneys have decades of experience advocating for investors, recovering tens of millions in investment losses. We take cases on a contingency basis and offer free consultations nationwide. Call 800-767-8040 to speak with an attorney today.