Egerton Investment Partners Fined by Securities Regulator
The State of New Hampshire, Bureau of Securities recently entered into a consent order with Egerton Investment Partners. Here are the details:
- The state alleges that Egerton Investment Partners, LP first began making sales of securities within the state on March 31, 2018.
- In June 2020, the fund discovered that it did not report the sale to the state and self-reported the violation.
- On June 25, 2020, Egerton Investment Partners sent a notice of exemption to New Hampshire.