Chris Campbell Allegedly Misrepresented Investment
Chris Campbell (CRD# 5597534), a broker registered with Raymond James Financial Services, is involved in investor disputes alleging misrepresentation. MDF Law is investigating the Buffalo, New York-based financial professional for similar conduct. Investors with concerns about their accounts are encouraged to contact our firm for a free consultation.
The below post contains additional details about Mr. Campbell’s history and the disputes involving him. This information is based on a February 18, 2025 review of his BrokerCheck profile, a Financial Industry Regulatory Authority record.
Pending Disputes Stem from Real Estate Investments
On November 14, 2024, two parties of investors lodged disputes involving Mr. Campbell. In both instances, the claimants alleged the misrepresentation of a real estate investment. The disputes, which are still pending, cumulatively seek more than $564,000 in alleged damages.
Chris Campbell Denies Allegations
Mr. Campbell issued identical statements regarding each pending investor dispute, found in his BrokerCheck profile. In these statements, he asserted that he has never communicated with or opened accounts for the claimants. He added that if the claimants worked with an advisor who misrepresented an investment, this was not him.
“The allegations made against me are unwarranted, egregious, untrue, and misconstrued,” he commented further. “I look forward to corroborating my statements and expect a dismissal from any and all unfair claims made against me which have misrepresented my character and integrity as a person and an advisor.”
FINRA Rules Forbid Misrepresentation
Generally speaking, securities industry rules forbid brokers from misrepresenting investments they recommend. FINRA Rule 2020 specifically forbids them from using “manipulative, deceptive, or other fraudulent device[s] or contrivance[s]” in the completion of securities transactions. At the same time, FINRA Rule 2010 requires them to observe high standards of commercial honor, as well as just and equitable principles of trade.
What Is Noble Wealth Partners?
As his BrokerCheck record reflects, Mr. Campbell is a representative of Raymond James Financial Services. That firm’s website includes a page for his practice at the firm, Noble Wealth Partners. The practice’s “About Us” section describes its dedication to establishing personal relationships with its clients. “Noble Wealth Partners takes care of clients and their financial well-being through our focus on people, not products,” it explains. “Our disciplined, long-term approach makes us conservative, pragmatic, and proud of the way we do business.”
FINRA: Broker Based in Buffalo, New York
Mr. Campbell kicked off his career as a broker in 2016, when he joined Waddell & Reed. The following year he departed that firm for Raymond James Financial Services, at whose Buffalo, New York office he remains today. With eight years of experience as a broker, he has completed three industry exams, including the Series 66.
MDF Law Advocates for Investors
If you have suffered losses on investments or strategies recommended by Chris Campbell, you may have recovery options. The experienced broker fraud attorneys at MDF Law have a proven track record advocating for investors through the FINRA arbitration process. We take cases on a contingency basis, meaning clients only pay a fee if they recover losses: no hourly fees. Call 800-767-8040 for a free consultation with our team today.