Did You Invest in Zima Digital Assets Through Art Hoffman?
Former Glendale, Arizona broker Art Hoffman (CRD# 3193754) has been named in a Securities and Exchange Commission (SEC) complaint alleging he defrauded his clients. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 15, 2022, he was registered with Ameriprise Financial Services until he was permanently barred from acting as a […]
Oppenheimer Broker Gustavo Miramontes Involved in Unauthorized Trading Cases
Los Angeles based Oppenheimer broker Gustavo Miramontes (CRD# 2338966) is the subject of multiple customer disputes regarding unauthorized trading. He has a history of such complaints with older customer disputes involving Miramontes settling for more than $600,000. This information is based on his Financial Industry Regulatory Authority BrokerCheck report, accessed on February 2, 2022. Pending […]