Peter Robertson Involved in Oil & Gas Investment Disputes
Peter Robertson (CRD# 1695345), a broker registered with Osaic Wealth, recommended unsuitable oil and gas investments, according to investor disputes. MDF Law is investigating the Irvine, California-based financial professional for similar conduct. Contact us for a free, confidential consultation if you have concerns about your accounts. To learn more about the allegations involving Mr. Robertson, […]
John Forster Allegedly Made Unauthorized Trades
John Forster (CRD# 1303832), a broker registered with San Blas Securities, made unauthorized trades, according to a recent investor dispute. MDF Law is investigating the Atlanta, Georgia-based financial professional for similar conduct. Current or former clients with concerns about their accounts should call us for a free, confidential consultation. More information about the disputes involving […]
Sharon Green, Regency Wealth Broker, Suspended by FINRA
Sharon Green (CRD# 1269522), a broker registered with Independent Financial Group, improperly engaged in an outside business activity, according to a recent disciplinary action. MDF Law is investigating the Elm Grove, Illinois-based financial professional, who does business as Regency Wealth Partners, for similar conduct. Investors with concerns about their accounts should reach out for a […]
Jamie Nowakowski Allegedly Sold Unsuitable Investments
Jamie Nowakowski (CRD# 4472043), formerly a broker registered with Equitable Advisors, made unsuitable investment recommendations, according to several investor disputes. MDF Law is investigating the former Venice, Florida-based financial professional, who did business as Advanced Wealth Strategies, for similar conduct. If you are former client with concerns about your accounts, contact us for a free, […]
Billy Aycock, Cabin Securities Broker, Involved in GWG Disputes
Billy Aycock (CRD# 4069907), a broker registered with Cabin Securities, is involved in numerous disputes stemming from investments in GWG L Bonds, REITs, and other products. MDF Law is investigating the Rockville, Maryland-based financial professional for conduct similar to that alleged in the claims. If you suffered losses in your accounts, you may have recovery […]
Collin Fingon Fired over Selling Away Allegations
Collin Fingon (CRD# 4832770), an adviser registered with International Assets Investment Management, sold investments away from his former firm, according to allegations by the firm. MDF Law is investigating the Rutland, Vermont-based financial professional for similar conduct. If you are a current or former client with concerns about your accounts, contact us for a free, […]
Brett Butler Allegedly Took Undisclosed Loans
Brett Butler (CRD# 4260239), formerly a broker registered with Pruco Securities, took undisclosed loans from his customers, according to a disciplinary action. MDF Law is investigating the former Evansville, Illinois-based financial professional for similar conduct. Former clients with concerns about their accounts should contact us for a free consultation with an attorney. More information about […]
iCap Equity Ponzi Scheme: Options for Investors
A federal judge in Yakima, Washington ruled that iCap Equity operated as a Ponzi scheme, according to a recent report by The Real Deal. In an October ruling, the judge stated that “[t]here is substantial, if not overwhelming, evidence” for the conclusion. This followed years of controversy surrounding the purported real estate firm, which filed […]
David Karin Allegedly Misled Investors
David Karin (CRD# 2486154), a broker registered with Western International Securities, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Westlake Village, California-based financial professional for similar conduct. If you have complaints about your investments, contact us for a free, confidential consultation. To learn more about the disputes involving Mr. Karin, continue […]
Scott Mason Allegedly Misappropriated Millions
Scott Mason (CRD# 1023965), formerly an adviser registered with Rubicon Wealth Management, misappropriated millions in client funds, according to investor disputes. MDF Law is investigating the former Blue Bell, Pennsylvania-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free consultation. To learn more about the allegations against […]