Gus Rodrigo: FINRA Suspends Sutter Securities Broker
Gus Rodrigo (CRD# 3031284), a broker registered with Sutter Securities and Boustead Securities, made unauthorized trades in a customer’s account, according to a Financial Industry Regulatory Authority (FINRA) sanction. MDF Law is investigating the Boca Raton-based broker for allegations of similar conduct, and investors with concerns should call us immediately. The below details are based […]