Colton Jacob Suspended and Fined by FINRA
Colton Jacob (CRD# 6602283), formerly a broker registered with Steward Partners, participated in an unapproved outside business activity, according to a disciplinary action. MDF Law is investigating the former Austin, Texas-based financial professional for similar conduct. If you have concerns about investments in your accounts, contact us for a free, confidential consultation. To learn more […]
Vincent Fuchs Allegedly Engaged in Unapproved Business Activity
Vincent Fuchs (CRD# 6602274), formerly a broker registered with Steward Partners, participated in an unapproved outside business activity, according to a recent sanction. MDF Law is investigating the Fort Worth, Texas-based adviser, currently registered with Texas Capital Bank, for similar conduct. If you have concerns about investments in your accounts, call us for a free […]
Stephen Nitz Allegedly Charged Excessive Fees
Stephen Nitz (CRD# 1298437), a broker registered with Steward Partners, recommended an unsuitable REIT, according to a recent investor dispute. MDF Law is investigating the Newtown, Connecticut-based financial professional for similar conduct. If you have concerns about investments in your accounts, contact our law firm for a free consultation. To learn more about the allegations […]
Andy Egber Allegedly Refused to Cooperate with Theft Inquiry
Andy Egber (CRD# 1894585), formerly a broker registered with Steward Partners, refused to cooperate with an investigation into theft allegations, according to a regulatory sanction. MDF Law is investigating the former Bethesda, Maryland financial professional for similar conduct. We encourage investors to contact us for a free consultation if they have concerns about their accounts. […]