Terry Mitchell Allegedly Misappropriated Funds
Terry Mitchell (CRD# 6320029), formerly a broker registered with Pruco Securities, misappropriated funds, according to a recent investor dispute. MDF Law is investigating the former New York City-based financial advisor for similar conduct. We encourage former clients with concerns about their accounts to reach out for a free, confidential consultation with an attorney. To learn […]
Brett Butler Allegedly Took Undisclosed Loans
Brett Butler (CRD# 4260239), formerly a broker registered with Pruco Securities, took undisclosed loans from his customers, according to a disciplinary action. MDF Law is investigating the former Evansville, Illinois-based financial professional for similar conduct. Former clients with concerns about their accounts should contact us for a free consultation with an attorney. More information about […]
Michael Cody, Former Pruco Broker, Investigated by FINRA
Michael Cody (CRD# 5056324), formerly a broker registered with Pruco Securities, failed to supervise sales of unsuitable securities, according to an investigation. MDF Law is investigating the former Melville, New York-based professional for similar conduct. If you have concerns about investments in your accounts, contact us for a free consultation. More information about the allegations […]