Michael Cody, Former Pruco Broker, Investigated by FINRA
Michael Cody (CRD# 5056324), formerly a broker registered with Pruco Securities, failed to supervise sales of unsuitable securities, according to an investigation. MDF Law is investigating the former Melville, New York-based professional for similar conduct. If you have concerns about investments in your accounts, contact us for a free consultation. More information about the allegations […]