Kittiany Davis Barrios Barred by FINRA
Kittiany Davis Barrios (CRD# 6941840), formerly a broker registered with PFS Investments, refused to cooperate with an investigation, according to a recent sanction. MDF Law is investigating the former Cranbury, New Jersey-based financial professional for similar conduct. If you have concerns about investments in your accounts, contact us for a free consultation. To learn more […]
Michael Archimede Barred after Customer Loan
Michael Archimede (CRD# 5701306), formerly a broker registered with PFS Investments, refused to cooperate with an investigation into whether he borrowed customer funds, according to a disciplinary action. MDF Law is currently investigating the former Waukesha, Wisconsin-based financial advisor for allegations of similar conduct. If you have concerns about your accounts, please reach out for […]
Sean Fields Fired over Customer Loan Allegations
Sean Fields (CRD# 6190319), formerly a broker registered with PFS Investments, borrowed money from securities clients, according to a disclosure by PFS. MDF Law is investigating the former Concord, California-based financial professional for similar conduct. Investors with concerns about their portfolios should contact us as soon as possible for a free consultation. To learn more […]