Mark Tevebaugh Allegedly Sold Unsuitable Annuity
Mark Tevebaugh (CRD# 1567001), formerly a broker registered with NEXT Financial Group, is involved in an investor dispute alleging that he provided unsuitable investment advice. MDF Law is investigating the broker, currently registered as an adviser with OneAscent Financial Services, for similar conduct. Investors with complaints should contact us immediately. More information about the financial […]
NEXT Financial Fined by State of New Hampshire
On December 31, 2019, NEXT Financial was fined by the State of New Hampshire. Here are the allegations: An advisor at NEXT Financial concentrated his clients in high commission private placements, including non-traded REITs. The investments at issue were illiquid and had no secondary market. They included mostly non-traded REITs. The activity occurred between 2009 […]