George Perros Enters Consent Order with Kentucky
George Perros (CRD 1090014) and Encompass Financial Advisors, LLC have entered into a consent order with the State of Kentucy. George Perros is now licensed with Resurgent Financial Advisors. Here is a copy of the order: Print this Article
Kentucy Enters Order with Bruce Hanks over REIT Sales
Bruce Hanks (CRD 2916399) and Wealth Management of Kentucy have entered into a consent order with the State of Kentucy. The consent order deals with the marketing of REITs and business development corporations. According to the Order, Hanks hosted seminars at the Hyatt Recency Hotel in Lexington, Kentucky on March 20, 2019. The purpose of […]
Westlake Financial Enters Consent Order with Kentucky
Rodney Westlake (CRD 493339) and Witters & Westlake Financial have entered into a consent order with the state of Kentucy. In Kentucky, the Department of Financial Institutions has jurisdiction over the Securities Act of Kentucky. Here is a copy of the order: Print this Article
Tashari Financial Group Enters Order With Kentucky
Tashari Berry (CRD 6025889) and Tashari Financial Group have entered into a consent order with the State of Kentucy. In Kentucky, the Department of Financial Institutions has jurisdiction to enforce the Securities Act of Kentucy. Here is a copy of the order with Tashari Financial Group: Print this Article