Helen Caldwell Pleads Guilty to “Nearly $1.5 Million” Elder Fraud
Helen Caldwell (CRD# 1957501), formerly a broker registered with Citi and Wells Fargo, pleaded guilty to elder fraud, according to a January 25, 2024 report by the Chicago Sun-Times. MDF Law is investigating the former broker and investment adviser for similar conduct. If you have concerns about your accounts, contact us for a free consultation. […]
Investor Arbitration Involving Alberto Valdes Seeks $500,000 in Damages
Alberto Valdes (CRD# 4378138), registered with Citigroup Global Markets in Miami, is the recipient of a pending customer complaint, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 8, 2021. If you have lost money investing with Mr. Valdes or his firm and you want to discuss your case with us, please call […]