Synergist Wealth Advisors Enters Consent Order Over Advisory Fees
by Admin Istrator | December 1, 2021 2:56 am
Synergist Wealth Advisors and Paula De Vos (CRD 4320748) entered into a consent order with the California Department of Business Oversight[1]. The consent order resolves a complaint that Synergist Wealth Advisors failed to disclose increases in advisory fees. Both the firm and Paula De Vos are parties to the consent order. Here is a copy of the order:
Consent-Order-Synergist-Wealth-Advisors-LLC[2]Download[3]
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Endnotes:
- California Department of Business Oversight: https://docqnet.dbo.ca.gov/
- Consent-Order-Synergist-Wealth-Advisors-LLC: https://mdf-law.com/wp-content/uploads/2021/11/Consent-Order-Synergist-Wealth-Advisors-LLC.pdf
- Download: https://mdf-law.com/wp-content/uploads/2021/11/Consent-Order-Synergist-Wealth-Advisors-LLC.pdf
Source URL: https://mdf-law.com/synergist-wealth-advisors/