Westlake Financial Enters Consent Order with Kentucky

by Admin Istrator | November 25, 2021 5:39 pm

Rodney Westlake (CRD 493339) and Witters & Westlake Financial have entered into a consent order with the state of Kentucy. In Kentucky, the Department of Financial Institutions[1] has jurisdiction over the Securities Act of Kentucky. Here is a copy of the order:

Witter-Westlake-Investments-INC-and-Rodney-Westlake-2021AH0014[2]Download[3]
Endnotes:
  1. Kentucky, the Department of Financial Institutions: https://kfi.ky.gov/
  2. Witter-Westlake-Investments-INC-and-Rodney-Westlake-2021AH0014: https://mdf-law.com/wp-content/uploads/2021/11/Witter-Westlake-Investments-INC-and-Rodney-Westlake-2021AH0014.pdf
  3. Download: https://mdf-law.com/wp-content/uploads/2021/11/Witter-Westlake-Investments-INC-and-Rodney-Westlake-2021AH0014.pdf

Source URL: https://mdf-law.com/rodney-westlake/

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