Peter Cunningham Enters Consent Order over UIT Sales

by Admin Istrator | November 14, 2021 2:36 am

Beverly Hills, California advisor Peter Cunningham (CRD #2400211) entered into a consent order with the state of California. The order resolves complaints related to short term trading of UITs at StockCross. According to information accessed from FINRA on November 11, 2021, Peter Cunningham is currently registered with Muriel, Siebert & Co. as well as Siebert Advisornxt, Inc.

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