MML Investor Services Ordered to Pay Investors Restitution

by Admin Istrator | January 13, 2022 4:26 pm

Oklahoma Regulators Censured Robert Franden Over Discretionary Trading

FINRA recently announced that MML Investor Services[1] was ordered to pay restitution to investors to resolve an administrative complaint. Here are the details:

Fine and Schedule of MML Accounts


Did You Lose Money Investing with MML?

  1. MML Investor Services:
  2. 2019062530501-MML-Investors-Services-LLC-CRD-10409-AWC-jlg:
  3. Download:

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