Joe Muller, CP Wealth Broker, Involved in Suitability Disputes

Joe Muller (CRD# 6092175[1]), a broker registered with Moloney Securities, recommended unsuitable investments, according to multiple investor disputes. MDF Law is investigating the Manchester, Missouri-based financial professional for similar conduct. If you have concerns about investments in your portfolio, call us to receive a free consultation with an attorney.

This post outlines Mr. Muller’s professional history and the disputes involving his conduct as a broker. The information below is based on a February 25, 2025 review of his BrokerCheck profile, a Financial Industry Regulatory Authority record. 

Pending Dispute Seeks 6-Figure Damages

On November 19, 2024, an investor lodged a dispute involving Mr. Muller. Stemming from a corporate bond investment, the claim alleged that he provided unsuitable advice and engaged in negligence. The dispute, which is still pending, seeks $200,000 in alleged damages.

As his BrokerCheck record reflects, Mr. Muller issued a “Broker Statement” defending against the dispute. “I refute the allegations of the claims,” this statement reads.

Firm Settled 2023 Suitability Dispute

The above-described investor dispute is not the only one in Mr. Muller’s record. On July 5, 2023, another customer lodged a claim detailing the same allegations: that he engaged in negligence and recommended an unsuitable corporate bond investment. In this case, his member firm settled the allegations for $32,150.

Mr. Muller also issued a “Broker Statement” regarding this dispute, again asserting that he refuted the allegations. “The broker dealer settled the matter for business purposes,” he added, “without admitting any wrongdoing or liability.”

What Is CP Wealth?

According to his BrokerCheck profile, Mr. Muller does business under the brand CP Wealth. That firm’s website includes a section[2] outlining its investment management services. “Our main guiding principal is to invest opportunistically; that is, we only seek to invest at prices that we believe are favorably compared to future earnings,” this section reads. “We believe a mixture of asset classes, publicly and non publicly traded companies as well as insurance products provide the best long term outcome for our clients.”

FINRA: Joe Muller Based in Manchester, Missouri

Mr. Muller launched his career as a broker in 2013, when he registered with Moloney Securities. He has remained at the firm since, based at its office in Manchester, Missouri. Doing business as CP Wealth, he has completed three industry exams, including the Series 7 and the Series 66.

Investment Losses? Talk to a Lawyer Today

If you lost money on investments recommended by Joe Muller, you might have recovery options. The expert investment fraud attorneys[3] at MDF Law have lengthy experience guiding investors through the FINRA arbitration process. We accept cases on a contingency basis, meaning we only receive a fee when our clients recover losses. Call 800-767-8040 for a free consultation with our team today.