Free Resources for Victims of Securities Fraud

by Admin Istrator | October 12, 2021 1:27 pm

The United States Securities and Exchange Commission reports that thousands of U.S Investors fall victim to fraud and other securities law violations. Due to these securities-related crimes, many investors lost money and investments. In some circumstances, victims may be able to recover some of the money they lost. At the same time, some investors may be unable to recover any money at all.

Fortunately, the United States Securities and Exchange Commission (SEC) has curated free resources available to victims of securities fraud and other securities law violations. These resources provide valuable information for victims on how they can detect fraud, what they can do to prevent it, and who they can reach for assistance.

Investor Bulletins

This comprehensive bulletin[1] is updated and prepared, and provided by the SEC’s Office of Investor Education and Advocacy Group (OIEA). This platform allows users to either enter keywords to focus their search or sign up for alerts on specific topics.

One of the articles provided in the bulletin titled How Victims of Securities Law Violations May Recover Money[2] offers excellent information to victims of securities fraud. This particular material enumerates different causes of action and claims that a victim of securities fraud or the SEC can file against the wrongdoer.

Some of these topics include:

Moreover, this article also highlights how enforcement actions are administered and how proceedings are handled.

Another significant resource in the investor bulletin is the article titled SEC Investigations[3]. This material highlights the work and processes undertaken by the SEC’s Division of Enforcement. This particular article can provide the victim of a securities fraud information on how an SEC Enforcement is conducted and what type of information and crimes would trigger an SEC Investigation.

An Advocate’s Guide to Assisting Victims of Financial Fraud

This guide[4] was prepared and provided by the FINRA Investor Education Foundation, the National Center for Victims of Crime, and This resource is excellent in providing information on how an advocate can assist in detecting, preventing, and helping victims of securities fraud.

Investment Fraud Victim Recovery Checklist

The FINRA Investor Education Foundation and the National Center for Victims of Crime also prepared and provided this guideline. This checklist provides the victim insight on how to handle the fraud, what they can do to protect their remaining assets, and who to reach out to report the violations.

These free resources provided by the SEC are a great starting point in assessing a victim’s cause of action, the latest information regarding claim proceedings, and information on organizations that can assist their claim. Nonetheless, filing for a suit and seeking damages under securities law can be an overwhelming task. Our law firm can help you in this process.

If you or someone you know has been a victim of securities fraud or any securities violations, feel free to call us at (212) . You do not need to navigate through the complexities of securities law on your own to get justice. Our experienced securities attorney can guide you through your case and can confidently represent your rights and interests against the other parties.

  1. bulletin:
  2. How Victims of Securities Law Violations May Recover Money:
  3. SEC Investigations:
  4. guide:

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