Egerton Investment Partners Fined by Securities Regulator
by Admin Istrator | December 16, 2021 4:57 pm
The State of New Hampshire, Bureau of Securities recently entered into a consent order with Egerton Investment Partners. Here are the details:
- The state alleges that Egerton Investment Partners, LP first began making sales of securities within the state on March 31, 2018.
- In June 2020, the fund discovered that it did not report the sale to the state and self-reported the violation.
- On June 25, 2020, Egerton Investment Partners sent a notice of exemption to New Hampshire.
Egerton Investment Partners Consent Order
Egerton-Investment-Partners[1]Download[2]
Did You Lose Money Investing?
Endnotes:
- Egerton-Investment-Partners: https://mdf-law.com/wp-content/uploads/2021/12/Egerton-Investment-Partners.pdf
- Download: https://mdf-law.com/wp-content/uploads/2021/12/Egerton-Investment-Partners.pdf
Source URL: https://mdf-law.com/egerton-investment/