Former Woodbury Rep Chuck Riggenbach Involved in Customer Dispute

Chuck Riggenbach (CRD #: 1686839), a broker formerly registered with Woodbury Financial Services Inc., is facing a customer dispute regarding unsuitable investment recommendations, according to his BrokerCheck record[1], accessed on November 10, 2021. If you want to know more about Mr. Riggenbach’s career as a broker, keep reading.

$262,000 Customer Complaint

On September 23, 2020, clients alleged that Chuck Riggenbach made recommendations that did not meet the clients’ needs and allegedly caused losses. The clients are seeking $262,000; the dispute is pending.

Mr. Riggenbach has passed the Series 66 Uniform Combined State Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 6 Investment Company Products / Variable Contracts Representative Examination. He is a registered broker in Indiana, Iowa, Missouri, Ohio, and Wisconsin. Mr. Riggenback is a registered investment adviser in Iowa.

Chuck Riggenbach No Longer Registered with Woodbury Financial

In his over three decades of experience, Chuck Rigggenbach has worked for the following firms:

• Questar Asset Management, Inc. (CRD #: 133358)
• Questar Capital Corporation (CRD #: 42100)
• Woodbury Financial Services, Inc. (CRD #: 421)
• Investment Professionals, Inc. (CRD #: 30184)
• Metropolitan Life Insurance Company (CRD #: 4095)
• Metlife Securities Inc. (CRD #: 14251)

Did You Lose Money with Chuck Riggenbach?