Carl Antaki Sanctioned by FINRA Over Unsuitable Trades

by Admin Istrator | November 27, 2021 6:07 pm

Carl Antaki (CRD 4177543) and FINRA entered into a Letter of Acceptance, Waiver and consent on May 20, 2021. According to the AWC, Carl Antanki recommended a pattern of excessive trades in his customer’s accounts. Carl Antanki is currently registered with Network 1 Financial. Here is a copy of the AWC:

2019063601401-Carl-George-Antaki-CRD-4177543-AWC-va-2021-1624148421405[1]Download[2]

Did You Lose Money with Carl Antaki?

Endnotes:
  1. 2019063601401-Carl-George-Antaki-CRD-4177543-AWC-va-2021-1624148421405: https://mdf-law.com/wp-content/uploads/2021/11/2019063601401-Carl-George-Antaki-CRD-4177543-AWC-va-2021-1624148421405.pdf
  2. Download: https://mdf-law.com/wp-content/uploads/2021/11/2019063601401-Carl-George-Antaki-CRD-4177543-AWC-va-2021-1624148421405.pdf

Source URL: https://mdf-law.com/carl-antaki/

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