ARC1 Capital Enters Consent Order with New Hampshire
The Bureau of Securities Regulations in the State of New Hampshire recently entered into a consent order with ARC1 Capital. Here are the details:
- ARC is accused of making sales of unregistered securities in the state of New Hampshire without first filing a notice of exemption.
- On March 27, 2019, sales of securities were made to a New Hampshire resident.
- On October 9, 2020 ARC filed a notice of exemption with the Bureau. The notice was filed after sales already commenced within the state.